Shepherd Smith Edwards and Kantas Is Investigating Brokerage Firms That Sold Versity DSTs

Published on: June 2, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Brokers Under Fire Over Allegedly Unsuitable Investment Recommendation of These Regulation D Offerings

Shepherd Smith Edwards and Kantas is investigating brokerage firms that unsuitably sold risky, illiquid Versity Investments Delaware Statutory Trusts (DSTs) to retail investors and retirees. The alternative asset firm faces allegations of a $56 million investment fraud, prompting the law firm to file FINRA arbitration claims to recover significant investor losses.

Shepherd Smith Edwards and Kantas FINRA Arbitration Attorneys (investorlawyers.com) are continuing to investigate the brokerage firms that sold Delaware Statutory Trusts (DSTs) from Versity Investments (NKA Crew Enterprises), including the following:

Japanese Retiree Files (Northstar) Bermuda Six-Figure FINRA Arbitration Case Against Bankoh Investment Services

Published on: June 2, 2026 | by Shepherd Smith Edwards & Kantas, LLP

For Northstar Financial Services (Bermuda) Investors, There Is Still Time To File An Investment Recovery Claim

The securities law firm of Shepherd Smith Edwards and Kantas is representing a Japanese national seeking up to $500,000 in damages from Bankoh Investment Services for alleged broker fraud and unsuitable recommendations involving Northstar Financial Services (Bermuda). The firm continues to represent international investors worldwide to file FINRA arbitration claims and pursue financial recovery following the offshore product’s bankruptcy.

The Securities Law Firm of Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing a Japanese national who is suing Bankoh Investment Services and broker Yoko Farias for up to $500K after she suffered losses in the offshore Northstar Financial Services (Bermuda). This is an older retiree who entrusted her assets to the US-based broker-dealer.

San Diego Securities Law Firm

Published on: June 2, 2026 | by Shepherd Smith Edwards & Kantas, LLP

San Diego Regulation Best Interest Securities Law Firm

The San Diego Securities Law Firm of Shepherd Smith Edwards and Kantas helps Southern California investors recover financial losses caused by brokerage firms violating the SEC’s Regulation Best Interest (Reg BI). Backed by over 35 years of experience, the legal team guides clients through the FINRA arbitration process to hold negligent financial advisors liable and maximize potential recoveries.

The Shepherd Smith Edward and Kantas San Diego Securities Law Firm Represents Investors Throughout Southern California

Investor Alert: Oaktree Strategic Credit Fund Under Scrutiny Over Losses

Published on: June 2, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Business Development Company Investment Recovery Law Firm Is Investigating

The law firm Shepherd Smith Edwards and Kantas is investigating potential broker misconduct regarding the Oaktree Strategic Credit Fund, a risky and illiquid non-traded business development company facing a surge in investor redemption requests, lowered monthly income, and a decline in share value. Investors who suffered losses may have grounds for a financial recovery claim if brokerage firms unsuitably recommended the fund or failed to properly disclose its significant risks.

Shepherd Smith Edwards and Kantas (investorlawyers.com) is speaking to investors who may have suffered losses in the Oaktree Strategic Credit Fund. There are growing concerns over this non-traded business development company (BDC) in the wake of an increase in investor redemption requests, the decline in its value, and a reduction in investors’ monthly income.

Are You An Investor Who Suffered Losses While Working With Ex-Northwestern Mutual Investment Services Broker John Jay Kersey?

Published on: June 2, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Barred Financial Advisor Is Sentenced in Alleged $8.6M Investment Fraud

Former Northwestern Mutual Investment Services broker John Jay Kersey was permanently barred by FINRA and sentenced to five years in prison after pleading guilty to an $8.6 million wire fraud and misappropriation scheme. In response, the law firm Shepherd Smith Edwards and Kantas is offering free case assessments to help affected investors explore legal action for financial recovery against Kersey or his former employer.

Shepherd Smith Edwards and Kantas Broker Misappropriation Attorneys (investorlawyers.com) are offering a free case assessment to former customers of convicted ex- Northwestern Mutual Investment Services registered representative John Jay Kersey. He was recently sentenced to five years in federal prison after he pleaded guilty to wire fraud involving an alleged $8.6M investor scam.

Texas Couple Sues RBC Capital Over Velocis Fund III Losses

Published on: May 28, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Claimants Are Pursuing Up to $500,000 in Financial Recovery

Shepherd Smith Edwards and Kantas has filed a FINRA arbitration claim against RBC Capital on behalf of two investors seeking up to $500,000 in damages for losses in Velocis Fund III. The lawsuit alleges that the brokerage firm unsuitably recommended this risky, illiquid, and speculative private real estate fund to retail investors who were misled into believing it was a safe investment.

Shepherd Smith Edwards and Kantas Velocis Fund III Investor Lawyers (investorlawyers.com) are representing two Claimants who are suing RBC Capital over losses they sustained in the Velocis Fund III. Now they are pursuing up to $500,000 in damages, along with any interest and costs.

Mississippi Institutional Investor Loss Lawyers

Published on: May 28, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Providing Quality Securities Representation Throughout The Magnolia State For Over 35 Years

The securities law firm Shepherd Smith Edwards and Kantas is offering free case consultations to Mississippi institutional investors, such as pension funds, municipalities, and banks, who suffered significant financial losses due to broker misconduct or negligence. The firm utilizes its 35 years of experience to help these sophisticated entities pursue financial recovery through FINRA or private arbitration.

If you are an institutional investor in Mississippi who suffered significant losses while working with a financial advisor, Shepherd Smith Edwards and Kantas (investorlawyers.com) can help you explore your legal options. Depending on whether broker misconduct or negligence was involved, you may be able to sue for damages.

Northstar Financial Service (Bermuda) Investor Sues Cetera For Up to $1M

Published on: May 28, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Northstar (Bermuda) Lawyers are Representing This Claimant Who Is Alleging Unsuitability

Shepherd Smith Edwards and Kantas has filed a FINRA arbitration claim against Cetera Investment Services on behalf of a California retiree seeking up to $1 million in damages over Northstar Financial Services (Bermuda) losses. The lawsuit alleges that a financial advisor unsuitably overconcentrated the inheritance of the investor’s late mother into the high-risk offshore entity, which later filed for bankruptcy following its owner’s conviction for annuity fraud.

Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing another investor who suffered losses in Northstar Financial Services (Bermuda). The Claimant is suing Cetera Investment Services for up to $1M in damages in Financial Industry Regulatory Authority (FINRA) Arbitration.

California Investor Sues Emerson Equity Over Inspired Healthcare Capital Losses For Up To $5,000,0000

Published on: May 28, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Claimant Was Unsuitably Recommended the IHC Eatonton DST

The law firm Shepherd Smith Edwards and Kantas has filed a FINRA arbitration claim against Emerson Equity on behalf of a California investor seeking up to $5 million in damages for losses related to Inspired Healthcare Capital. The lawsuit alleges that the broker unsuitably overconcentrated the investor’s account in a highly illiquid Delaware Statutory Trust (DST) that later filed for Chapter 11 bankruptcy.

A Half Moon Bay, CA investor is suing brokerage firm Emerson Equity, control person Dominic Julio Baldini, and broker Patrick Wang Lam for up to $5M in damages, including punitive damages. Shepherd Smith Edwards and Kantas Inspired Healthcare Capital Recovery Attorneys (investorlawyers.com) filed this claim for their Client in FINRA arbitration.

Are You An Investor Who Suffered Losses in Lodging Fund REIT III?

Published on: May 28, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Wants To Talk To You

The law firm Shepherd Smith Edwards and Kantas is offering free case assessments to investors who suffered financial losses in Lodging Fund REIT III. The firm is investigating potential broker misconduct, fraud, and negligence related to the non-traded real estate investment trust, which has faced past SEC charges and risks like illiquidity.

Nearly three years after Lodging Fund REIT III’s CEO and advisor Legendary Capital REIT III paid over $4.7 million to resolve US Securities and Exchange Commission (SEC) charges accusing them of directing the non-traded real estate investment trust (non-traded REIT) to improperly pay back overhead costs, Shepherd Smith Edwards and Kantas (investorlawyers.com) is continuing to speak with investors who suffered losses.

Investor Lawyers Blog

Brokers Under Fire Over Allegedly Unsuitable Investment Recommendation of These Regulation D Offerings

For Northstar Financial Services (Bermuda) Investors, There Is Still Time To File An Investment Recovery Claim

San Diego Regulation Best Interest Securities Law Firm

The Shepherd Smith Edward and Kantas San Diego Securities Law Firm Represents Investors Throughout Southern California

Our Business Development Company Investment Recovery Law Firm Is Investigating

Barred Financial Advisor Is Sentenced in Alleged $8.6M Investment Fraud

Claimants Are Pursuing Up to $500,000 in Financial Recovery

Providing Quality Securities Representation Throughout The Magnolia State For Over 35 Years

Claimant Was Unsuitably Recommended the IHC Eatonton DST

Shepherd Smith Edwards and Kantas Wants To Talk To You