Current Investigations

How Do I Know If I’m The Victim of Broker Negligence?

Published on: March 26, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Broker Negligence Attorneys Can Evaluate The Cause Of Your Investment Losses

Shepherd Smith Edwards and Kantas is a specialized securities law firm that helps investors determine if their financial losses were caused by various forms of stockbroker negligence, such as unsuitable recommendations or churning. With over 35 years of experience, the firm represents clients in FINRA arbitration to help them recover damages from negligent advisors and the brokerage firms responsible for supervising them.

Stockbroker negligence is a serious problem that can lead to substantial losses for investors. The Broker Negligence Law Firm of Shepherd Smith Edwards and Kantas (investorlawyers.com), a longtime securities law firm, can help you determine whether you were the victim of this type of financial advisor misconduct.

Attn: BlackRock HPS Corporate Lending Fund Investors Who Suffered Losses

Published on: March 19, 2026 | by Shepherd Smith Edwards & Kantas, LLP

If You Want To Explore Your Legal Options Contact Our Investment Loss Recovery Law Firm

The law firm Shepherd Smith Edwards and Kantas is investigating potential claims for HPS Corporate Lending Fund (HLEND) investors after BlackRock imposed a 5% cap on redemptions, leaving shareholders unable to withdraw nearly $600 million. The firm is evaluating whether brokers fulfilled their due diligence and suitability requirements when marketing this $26 billion private credit fund, which has recently faced a surge in withdrawal requests and concerns over industry lending practices.

Shepherd Smith Edwards and Kantas Non-Traded BDC Recovery Attorneys (investorlawyers.com) are speaking to HPS Corporate Lending Fund investors to determine whether they may have grounds for an investment loss recovery claim against their financial advisor, who marketed and sold them this private credit fund by BlackRock Inc.

Our Seasoned IHC Fund and DST Investment Are Here For You

Published on: March 19, 2026 | by Shepherd Smith Edwards & Kantas, LLP

I’m An Inspired Healthcare Capital Investor Who Worked With Broker-Dealer Concorde Investment Services. What Should I Do Now That IHC Has Filed For Bankruptcy?

The law firm Shepherd Smith Edwards and Kantas is investigating Concorde Investment Services for its role in marketing Inspired Healthcare Capital (IHC) private placements, which have left many investors facing significant losses following IHC’s 2026 bankruptcy filing. Despite Concorde’s claims of limited exposure, the firm is helping affected clients pursue FINRA arbitration to recover funds lost through unsuitable recommendations and undisclosed high-commission fees.

Shepherd Smith Edwards and Kantas Inspired Healthcare Capital Recovery Lawyers (investorlawyers.com) are investigating Concorde Investment Services. It is one of the brokerage firms that marketed and sold Inspired Healthcare Capital (IHC) Delaware Statutory Trusts (DSTs) and Funds.

I’m an Inspired Healthcare Capital Investor. What Should I Do Now That The Company Has Declared Bankruptcy?

Published on: March 19, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Brokers Reportedly Earned Over $100M From Selling $1.2B Of Inspired Healthcare Capital Funds and DSTs

Following the $1.2 billion bankruptcy of Inspired Healthcare Capital, the law firm Shepherd Smith Edwards and Kantas is investigating claims that brokerage firms earned over $100M in fees by unsuitably selling these risky DSTs and funds to retirees. The firm warns investors that some broker-dealers may be attempting to represent them in bankruptcy proceedings to avoid being sued for negligence and Regulation Best Interest violations.

Shepherd Smith Edwards and Kantas, Inspired Healthcare Capital fraud attorneys (investorlawyers.com) is representing many of the investors whose brokers unsuitably marketed and sold $1.2B of Inspired Healthcare Capital (IHC) Funds and Delaware Statutory Trusts (DSTs) to them. According to the assisted living developer’s recent Chapter 11 bankruptcy filing, there are 3300 Inspired Healthcare Capital Fund investors, 2,300 Inspired Healthcare Capital DST Investors, and 200 development investors.

Versity Vintage DST Claimants File Six-Figure FINRA Arbitration Claim Against Emerson Equity

Published on: March 19, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Retiree Couple Calling For Punitive Damages and Other Losses

A retired San Diego couple has filed a FINRA arbitration claim against Emerson Equity and its representatives for up to $500,000 following significant losses in Versity Investments/Vintage DSTs. The lawsuit alleges that the firm overconcentrated the seniors’ savings in risky, illiquid private placements while earning high commissions, despite claims of misappropriated funds and unsuitable investment recommendations.

A retired San Diego couple is suing Emerson Equity, firm control person Dominic Julio Baldini, and broker Christopher Thomas Miller for up to $500,000 after they suffered losses in Versity Investments/Crew Enterprises Delaware Statutory Trusts (DSTs). The Claimants entrusted the Respondents with their money and to give them prudent investment advice. Instead, their funds were overconcentrated in a risky, illiquid private placement from a no-name entity. Since then, Versity Investments (NKA Crew Enterprises) and its principals are accused of misappropriating over $56M, allegedly diverting the funds toward personal expenses and to pay for other real estate transactions.

New Orleans Financial Product Failure Lawyers

Published on: March 19, 2026 | by Shepherd Smith Edwards & Kantas, LLP

I’m A Louisiana investor whose investment failed. What Can I Do To Get My Money Back?

The securities law firm Shepherd Smith Edwards and Kantas offers legal representation to Louisiana investors who have suffered significant losses due to financial product failures, fraud, or broker negligence. Their team of experienced New Orleans-based attorneys helps victims navigate FINRA arbitration to recoup funds lost through unsuitable recommendations, lack of due diligence, or account mismanagement.

Losing money in a failed financial product can lead to devastating losses. At Shepherd Smith Edwards and Kantas (investorlawyers.com) we work with investors whose financial advisors sold them these investments that became defunct or proved fraudulent. While not all financial product failures may warrant grounds for a broker misconduct lawsuit to recoup your money, there are many instances in which financial advisor negligence may have played a part.

Emerson Equity, The Lead Brokerage Firm of Now Defunct Inspired Healthcare Capital, Is Ordered To Turn Over Sale Documents

Published on: March 18, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our IHC Recovery Loss Lawyers Are Representing Many Investors Against This Firm and Other Broker-Dealers

Following the Chapter 11 bankruptcy of Inspired Healthcare Capital, a federal court has ordered lead broker-dealer Emerson Equity to turn over sales documents as investigators look into the marketing of $1.2 billion in private placements to retail investors. The law firm Shepherd Smith Edwards and Kantas is currently representing affected investors, alleging that these complex investments were unsuitable for retirees and carried undisclosed fees as high as 12.5%.

One month after assisted living developer Inspired Healthcare Capital (IHC) filed for Chapter 11 bankruptcy protection while listing $1B to $10B in debt, a federal bankruptcy court is ordering Emerson Equity to turn over documents involving its selling of IHC Funds and Delaware Statutory Trusts (DSTs). Emerson Equity is the managing broker-dealer and sole underwriter for Inspired Healthcare Capital. According to a court filing, the firm helped the alternative asset company with “equity fundraising activities through the marketing and sale of certain securities” and was “substantially involved” with operations.

Florida Retiree Sues Realta Equities Over Versity/Crew Enterprises DST Losses

Published on: March 11, 2026 | by Shepherd Smith Edwards & Kantas, LLP

An octogenarian Florida retiree is suing Realta Equities and brokers Matthew Mitchell Chancey and Jacob Harvey for up to $500,000 following significant losses in a Versity Investments/Crew Enterprises Delaware Statutory Trust (DST). Represented by Shepherd Smith Edwards and Kantas, the claimant alleges the firm ignored his low-risk profile and overconcentrated his retirement funds in an unsuitable, high-commission product now linked to an alleged $56 million fraud.

Our Delaware Statutory Trust Recovery Lawyers Are Representing the Claimant in a Six-Figure FINRA Lawsuit

An octogenarian is seeking up to $500,000 in damages from Realta Equities and its brokers Matthew Mitchell Chancey and Jacob Harvey. The Claimant contends that his Realta Equities financial advisors unsuitably recommended a Versity Investments /Crew Enterprises Delaware Statutory Trust (DST) and overconcentrated his account.

I’m An Easterly ROCMuni High Income Municipal Bond Fund Investor. What Can I Do To Recover My Portfolio Losses?

Published on: March 11, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas is representing investors who suffered significant losses after the Easterly ROCMuni High Income Municipal Bond Fund’s value plummeted during a 2025 fire sale. The firm is filing FINRA arbitration claims against broker-dealers like Stifel and Osaic, alleging they unsuitably recommended the high-risk fund while misrepresenting it as a safe municipal investment.

Our Junk Bond Fraud Lawyers Are Representing Easterly Fund Investors Against Brokerage Firms

If you are an investor who is wondering how you can recover your portfolio losses, contact Shepherd Smith Edwards and Kantas Junk Bond Fraud Lawyers (investorlawyers.com) today. We have filed a number of investment loss recovery cases after this high-risk junk bond fund, often misrepresented as a municipal junk bond, saw its value plunge by many millions of dollars last year.

New Orleans Misrepresentations and Omissions Law Firm

Published on: March 11, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas represents Louisiana investors who have suffered financial losses due to stockbrokers providing false information or withholding critical details about investment strategies. Their New Orleans-based legal team helps victims of both negligent and intentional securities fraud pursue damage recovery through the FINRA arbitration process.

We Represent Louisiana Investors With Securities Claims Against Financial Advisors

For many investors, hiring a broker is an important step in managing, preserving, or growing their money. These are supposed to be trusted fiduciaries looking out for your best interests and making sure you have all of the material information you need. Unfortunately, there are stockbrokers who fail to do their job properly. The making of misrepresentations and omissions is one of the most common grounds cited for why an investor might sue their financial advisor.