Investor Lawyers Blog

Broker Dealer Negligence Lawyers

Published on: August 27, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Investigates Webull Financial After Unauthorized Third Party Allegedly Ran Pump and Dump Scam Involving TLIH Shares In Customers’ Accounts

Our Broker Fraud Law Firm Is Representing Webull Financial Customers

Shepherd Smith Edwards and Kantas Broker Dealer Negligence Lawyers (investorlawyers.com) are offering free case consultations to Webull Financial customers who sustained losses in Ten-League International Holdings Limited (TLIH).

High Income Fund Loss Attorneys

Published on: August 26, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Easterly ROCMuni Fund Investor in Paducah, KY Sues Stifel For Up TO $500K

Too Risky Junk Bond Fund Investment Leads To Serious Losses For This Claimant

Shepherd Smith Edwards and Kantas High Income Fund Loss Attorneys (investorlawyers.com) have filed another six-figure FINRA lawsuit against Stifel, Nicolaus & Co. on behalf of a Paducah investor who also worked with Kentucky broker Adam Michael Chustz. The Claimant sustained losses in the Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX). He is seeking up to $500,000 in damages from the broker-dealer.

Alternative Investment Loss Law Firm

Published on: August 25, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Did You Suffer Portfolio Losses In the Inspired Healthcare Liquidity Fund? Contact Our Alternative Investment Loss Law Firm Today

At Shepherd Smith Edwards and Kantas (investorlawyers.com), we are continuing to investigate investor losses involving the Inspired Healthcare Liquidity Fund and other Inspired Healthcare Capital (IHC) investments. Acquiring and operating senior living and healthcare facilities, Inspired Healthcare Capital is a private equity and alternative investment sponsor. It recently stopped investor distributions and suspended investment offerings. The SEC is investigating.

If you are a San Francisco Bay Area, California investor, or an investor anywhere in the United States, and your broker sold you any of these Regulation D private placement offerings, contact us today to schedule your free, initial case consultation.

Kentucky Securities Law Firm

Published on: August 25, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Paducah, KY Couple Files Easterly ROCMuni High Income Fund Loss Lawsuit Against Stifel, Nicolaus & Co. Claimants Are Suing For Up To $500,000 In Damages

Our Kentucky securities law firm of Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing two more Paducah, KY investors against Stifel, Nicolaus.& Co. over losses involving the Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX). The Claimants are a senior couple and inexperienced investors. Both of them are on disability. They entrusted their life savings to their Stifel broker, Adam Michael Chustz.

They contend that Stifel made the outrageous decision to concentrate their account with the Easterly ROCMuni fund. This is a speculative, illiquid, high-risk junk bond that lost more than half of its value over three days in June. Many millions of dollars were lost. Its stock price is now below $3.00/share.

Capital Loss Attorneys

Published on: August 25, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Attention San Diego Investors Whose Brokers Sold You Inspired Healthcare Capital Investments. Contact Shepherd Smith Edwards and Kantas Capital Loss Attorneys Today, So We Can Help You Explore Our Legal Options

If you live in the San Diego area and you suffered losses in an Inspired Healthcare Capital (IHC) investment that was marketed and sold to you by a financial advisor, Shepherd Smith Edwards and Kantas Capital Loss Attorneys (investorlawyers.com) want to talk to you.

These Regulation D private placement offerings, which include Delaware Statutory Trusts (DSTs) and Limited Liability Companies (LLCs), were issued by private equity and alternative investment sponsor Inspired Healthcare Capital. The company owns and operates senior living and healthcare facilities.

Northstar Bermuda Fraud Attorneys

Published on: August 25, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Japanese Investors File Multimillion-Dollar Northstar (Bermuda) Lawsuit Against Bankoh Investment Services

Broker Yoko Farias Is Also A Respondent In This Investment Loss Recovery Claim

Once again, Shepherd Smith Edwards and Kantas Northstar Bermuda Fraud Attorneys (investorlawyers.com) are suing Bankoh Investment Services and its former stockbroker, Yoko Farias, in Hawaii on behalf of Japanese investors who sustained losses in Northstar Financial Services (Bermuda). In their FINRA arbitration case, the claimants are seeking up to $5,000,000 in damages.

Stockbroker Fraud Lawyers

Published on: August 25, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Did Former Wells Fargo Broker Leroy Born Sell You STRIP Bonds? Our Stockbroker Fraud Lawyers Are Investigating Investor Losses

If you are an investor who suffered losses in (Separate Trading of Registered Interest and Principal of Securities) STRIP bonds, please contact the Shepherd Smith Edwards and Kantas Stockbroker Fraud Lawyers (investorlawyers.com) today to request your free, no obligation case assessment.

Currently, we are investigating claims of losses in these zero-interest treasury bonds that are long-term (between four and 29 years to maturity), risky and volatile, place tax obligations on accrued interest that has not been paid, and are illiquid.

New Orleans Failure To Supervise Law Firm

Published on: August 25, 2025 | by Shepherd Smith Edwards & Kantas, LLP

The SSEK New Orleans Failure To Supervise Law Firm is Serving Louisiana Investors from Our Metairie Securities Law Office

At the New Orleans Failure To Supervise Law Firm office of Shepherd Smith Edwards and Kantas (investorlawyers.com), we cannot stress enough the necessity of brokerage firms to properly supervise their registered representatives and associated persons. Correct and compliant oversight can protect investors, helping to identify red flags indicating signs of financial advisor misconduct or investment fraud before serious portfolio losses can result. From our NOLA securities law office in Metairie, Louisiana we work with investors in New Orleans and throughout the Bayou State to recoup losses involving a failure to supervise by the broker-dealer.

What Does Failure To Supervise Involve and How Does This Hurt Investors?

GWG L Bond Attorneys

Published on: August 25, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Thousands of GWG Holdings Bondholders Are Still Waiting To Get Their Money Back. Contact our GWG L Bond Attorneys

If you are a GWG Holdings investor and are waiting to recoup your losses, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) so we can help you explore your legal options. Approximately 27,000 investors were sold this high-risk junk bond from an alternative asset firm that has since filed for bankruptcy. Now, many have been left wondering how they can get their money back.

Earlier this year, the GWG L bond investors who bought $1.6M in these supposed life settlement-backed bonds were offered pennies on the dollar in a proposal by Beneficient. That illiquid alternative investment platform offered to pay $50.5M to settle claims over lawsuits submitted in federal court. This would equate to a little over 3 cents for every dollar. It is not enough.

Houston Overconcentration Law Firm

Published on: August 25, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Houston Overconcentration Law Firm. We are Texas Broker Fraud Attorneys Committed to Helping Investors Recoup Damages

Unless you are a sophisticated investor who is purposely choosing to use excessive concentration in your brokerage account to maximize your returns—and you understand the risks—then this is likely an unsuitable investment strategy for you. Yet even for experienced and wealthy investors, a failure to diversify your portfolio could prove financially detrimental.

At the Houston Overconcentration Law Firm of Shepherd Smith Edwards and Kantas (investorlawyers.com), we represent Texas investors of all levels of investing experience in recouping losses caused by broker misconduct, including overconcentration. Whether you are a retail investor, a retiree, an older investor, an accredited investor, an institutional investor, or a high-net-worth investor, and you would like help determining whether you have grounds for an investment loss recovery claim, contact our Houston, Texas securities law office today. We offer a free, no-obligation initial case consultation.