Chicago Misrepresentations and Omissions Law Firm

Published on: September 17, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Represents Illinois Investors Against Broker-Dealers and Their Financial Advisors

Shepherd Smith Edwards and Kantas is a Chicago-based securities law firm that represents Illinois investors seeking financial recovery after suffering losses due to broker misrepresentations, omissions, or fraud. Staffed by former financial industry insiders, the firm has helped over 90% of its client investors recover their funds through FINRA arbitration.

When a broker misleads an investor or fails to disclose certain material facts—whether intentionally or out of ignorance—this can lead to serious investment losses. It is why you want a seasoned Chicago, Illinois securities law firm like Shepherd Smith Edwards and Kantas (investorlawyers.com) representing you in pursuing damages for the financial harm you have suffered.

I’m A Priority Income Fund Investor. What Questions Should I Be Asking To Assess Whether I Should Sue My Broker

Published on: September 17, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our CLO Fund Recovery Lawyers Are Here To Help

Priority Income Fund investors facing significant losses due to plunging NAVs, illiquidity, and high risk can evaluate potential broker misconduct by asking targeted questions about suitability and risk misrepresentation. Experienced Income Fund Recovery Loss Attorneys can analyze investor accounts to determine if financial advisors committed negligence or breached their fiduciary duty, helping clients pursue financial recovery.

At Shepherd Smith Edwards and Kantas Income Fund Recovery Loss Attorneys (investorlawyers.com), we are speaking to Priority Income Fund investors who are seeking to recover their losses. This speculative investment recently saw its Net Asset Value (NAV) drop down to $3.15/share. Considering its NAV was originally $15/share, this is a serious decline. Not only that, but there are other problems plaguing this Collateralized Loan Obligation (CLO) – concentrated Fund.

Investor Files Seven-Figure Versity DST Lawsuit Against WestPark Capital

Published on: September 17, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Claimant Is Accusing Brokerage Firm of Unsuitability, Overconcentration, Supervisory Failures

Shepherd Smith Edwards and Kantas are representing an elderly investor in a multi-million-dollar lawsuit against WestPark Capital following severe financial losses in Versity Delaware Statutory Trusts (DSTs). The claimant alleges that the brokerage firm engaged in unsuitability, overconcentration, and supervisory failures while earning high commissions, especially as Versity faces broader allegations of a $56 million investment fraud.

Shepherd Smith Edwards and Kantas (investorlawyers.com) represents an older investor who is suing WestPark Capital for up to $5,000,000 after sustaining losses in three Versity Delaware Statutory Trusts (DSTs). This is a Claimant who entrusted a good portion of his savings to this broker-dealer and one of their financial advisors.

Investors Sue WealthForge Securities Over Greenbacker Renewable Energy Losses

Published on: September 17, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Regulation D Private Placement Loss Lawyers Are Representing These Claimants in Their Six-Figure Lawsuit

Two Idaho investors have filed a FINRA arbitration lawsuit against WealthForge Securities seeking up to $500,000 for unsuitable recommendations involving Greenbacker Renewable Energy. Represented by Shepherd Smith Edwards and Kantas, the claimants allege the illiquid Regulation D private placement caused severe losses following massive declines in the company’s net asset value.

Two Idaho investors are suing WealthForge Securities for up to $500,000 after they suffered losses in Greenbacker Renewable Energy. This start-up was sold as a Regulation D private placement and was unsuitable for these Claimants. Shepherd Smith Edwards and Kantas (investorlawyers.com) is their securities law firm that will be representing them in FINRA arbitration.

Priority Income Fund Investor Sues Centaurus Financial Over Investment Losses

Published on: September 10, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our CLO-Fund Recovery Lawyers Are Representing This Wisconsin Retiree

If you suffered financial damages from unsuitably recommended alternative investments, hiring experienced Priority Income Fund Recovery Lawyers can help you hold your financial advisor accountable through FINRA arbitration. The legal team at Shepherd Smith Edwards and Kantas works to investigate broker negligence and seek full compensation for investor losses.

Shepherd Smith Edwards and Kantas (investorlawyers.com) recently filed a FINRA arbitration claim against Centaurus Financial on behalf of a Milwaukee investor who sustained serious losses in Priority Income Fund. Our Client is a septuagenarian who entrusted his assets to this brokerage firm. He alleges that his Centaurus Financial broker, whom he met at a financial seminar, went on to unsuitably place his money in this non-traded closed-end fund.

Panama Retiree Sues Hancock Whitney Investment Services Over Northstar (Bermuda) Losses

Published on: September 10, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Claimant is Suing for Up To $500,000 in FINRA Arbitration

Law firm Shepherd Smith Edwards and Kantas is representing a Panama City retiree in a FINRA arbitration lawsuit against Hancock Whitney Investment Services to recover up to $500,000 in Northstar Financial Services (Bermuda) losses. The claim alleges that the broker unsuitably recommended and overconcentrated the investor’s assets in high-risk offshore annuities, urging other affected investors to take immediate legal action before statutory deadlines expire.

A 71-year-old retiree from Panama City, is suing Hancock Whitney Investment Services, for losses he suffered in Northstar Financial Services (Bermuda). Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing this international investor against this broker-dealer in FINRA arbitration.

Mexican Investor Sues Morgan Stanley After Broker Steals His Money

Published on: September 10, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Stockbroker Fraud Law Firm Is Representing This Claimant in His Seven-Figure Lawsuit

The law firm Shepherd Smith Edwards and Kantas is representing an inexperienced Mexican investor in a seven-figure FINRA lawsuit against Morgan Stanley after his barred financial advisor stole his funds. Victims of similar misconduct can work with dedicated broker embezzlement lawyers to hold negligent brokerage firms accountable and recover their stolen assets.

Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing an older semi-retiree after his now barred Morgan Stanley broker, Jesus Rodriguez, embezzled money from him. This Claimant is suing for up to $1,000,000 in damages.

Why Should Alexander Capital Ventures Series Delta-2 and Delta-3 Investors Explore Their Legal Options?

Published on: September 10, 2026 | by Shepherd Smith Edwards & Kantas, LLP

You May Have a Claim Against This Broker-Dealer If You Suffered Serious Losses

Shepherd Smith Edwards and Kantas is investigating potential legal claims on behalf of investors who suffered severe losses in Alexander Capital Ventures Series Delta-2 and Delta-3 funds. The high-risk private placements, which invested in foreign startup Tevva, were allegedly unsuitably recommended to retail clients and retirees despite steep upfront fees and significant conflict of interest.

Our broker fraud law firm is continuing to speak with investors who lost money in Alexander Capital Ventures Series Delta-2 or Delta-3. Managed by brokerage firm Alexander Capital, these are high-risk private Special Purpose Vehicles (SPVs) or series LLC funds that invested in foreign startup Tevva. There are concerns that they may have been unsuitably recommended to retail customers.

Did You Suffer Investment Losses While Working With Former Columbia Capital Securities Brokers Josiah Jennings or William Pugh?

Published on: September 2, 2026 | by Shepherd Smith Edwards & Kantas, LLP

FINRA Sanctions Financial Advisors Over Allegedly Selling Away $8M in Promissory Notes

FINRA has suspended former Columbia Capital Securities brokers Josiah Jennings and William Pugh for 10 months after they allegedly sold $8 million in unapproved private equity promissory notes involving undisclosed conflicts of interest. The law firm Shepherd Smith Edwards and Kantas is offering free case consultations to help affected investors explore legal claims against the brokerage firm for failed supervision and selling away.

The Financial Industry Regulatory Authority (FINRA) has suspended two former Columbia Capital Securities financial advisors for 10 months for allegedly improperly selling $8 million in promissory notes from a private equity fund in which they purportedly had conflicts of interest. Josiah D. Jennings and William N. Pugh, who were allowed to resign from the broker-dealer, remain registered investment advisers with Vela Consulting.

Are You A The Nine @Memphis Investor Who Is Looking To Explore Your Legal Options

Published on: September 2, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Delaware Statutory Trust Investment Loss Recovery Lawyers Are Here For You

The law firm Shepherd Smith Edwards and Kantas is offering free case evaluations for investors who suffered financial losses in The Nine @Memphis, a Delaware Statutory Trust (DST) student housing complex linked to a broader $56M investment fraud scheme involving Versity Investments/Crew Enterprises. Investors can seek to recover their principal, fees, interest, and other damages by pursuing FINRA arbitration claims against the brokerage firms that unsuitably marketed or sold these risky offerings.

If you are a The Nine @Memphis investor who suffered losses in this Delaware Statutory Trust (DST), a Shepherd Smith Edwards and Kantas (investorlawyers.com) wants to talk to you. This 114-unit luxury student housing complex, located close to the University of Memphis in Tennessee, was originally founded by Nelson Brothers Professional Real Estate. It is now part of Versity Investments/Crew Enterprises, whose leadership is accused of running a more than $56M investment scam.

Investor Lawyers Blog

Shepherd Smith Edwards and Kantas Represents Illinois Investors Against Broker-Dealers and Their Financial Advisors

Our CLO Fund Recovery Lawyers Are Here To Help

Claimant Is Accusing Brokerage Firm of Unsuitability, Overconcentration, Supervisory Failures

Our Regulation D Private Placement Loss Lawyers Are Representing These Claimants in Their Six-Figure Lawsuit

Our CLO-Fund Recovery Lawyers Are Representing This Wisconsin Retiree

Claimant is Suing for Up To $500,000 in FINRA Arbitration

Our Stockbroker Fraud Law Firm Is Representing This Claimant in His Seven-Figure Lawsuit

You May Have a Claim Against This Broker-Dealer If You Suffered Serious Losses

FINRA Sanctions Financial Advisors Over Allegedly Selling Away $8M in Promissory Notes

Our Delaware Statutory Trust Investment Loss Recovery Lawyers Are Here For You