Are You An Investor Who Suffered Losses While Working With Spartan Capital Securities?

Published on: June 23, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Broker Fraud Lawyers Are Investigating Churning Allegations That May Have Cost Customers Millions of Dollars

The Financial Industry Regulatory Authority (FINRA) has filed a complaint against Spartan Capital Securities over allegations of extensive account churning that resulted in nearly $18 million in customer losses and trading costs. Investors who suffered financial damage from this excessive trading can work with the firm’s experienced churning attorneys to pursue legal options and recover their losses.

If you are an investor who sustained portfolio losses while working with a Spartan Capital Securities financial advisor, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today to schedule your free case assessment. The broker-dealer is under scrutiny over churning allegations in customer accounts.

Couple Sues Broker Over Versity DST Losses

Published on: June 23, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Why Are Our Securities Lawyers Investigating WealthForge Securities Broker Trawnegan Gall Over Delaware Statutory Trust Sales?

The law firm Shepherd Smith Edwards and Kantas is representing two California retirees seeking up to $500,000 in damages from WealthForge Securities and broker Trawnegan Gall over the allegedly unsuitable sale of high-risk, illiquid Versity Investments Delaware Statutory Trusts (DSTs). The lawsuit comes amid a separate $56 million legal battle against Versity (now Crew Enterprises) for alleged fund misappropriation, sparking wider investigations into multiple brokerage firms that marketed these products to retail investors.

Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing two California retirees in their Versity investment recovery case against WealthForge Securities and its financial advisor Trawnegan Gall. The Claimants are pursuing up to $500,000 in damages.

California Investor Sues Cabin Securities and Former Broker Sameer Bhushan Over Versity DST and ExchangeRight Net-Leased Portfolio 48 Losses

Published on: June 23, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Is Representing This Retiree In FINRA Arbitration

A California retiree has filed a FINRA arbitration claim against Cabin Securities and former broker Sameer Bhushan seeking up to $500,000 for losses tied to unsuitable Delaware Statutory Trust (DST) investments. The lawsuit alleges that the illiquid and high-risk investments, including Versity Astoria DST and ExchangeRight Net-Leased Portfolio 48, were improperly sold to the widow for a 1031 exchange.

If you suffered investment losses in a Delaware Statutory Trust (DST), you will want to speak with Shepherd Smith Edwards and Kantas (investorlawyers.com) today. Already, we have filed quite a number of FINRA lawsuits on behalf of DST investors against brokerage firms.

Shepherd Smith Edwards and Kantas Is Here To Protect Southern California Investors and Fight for Their Financial Recovery

Published on: June 23, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Broker Misrepresentations and Omissions Attorneys in San Diego

Shepherd Smith Edwards and Kantas Omissions Attorneys are a San Diego law firm dedicated to helping Southern California investors recover financial losses caused by broker misconduct, including fraudulent or negligent misrepresentations and omissions. Operating primarily through FINRA arbitration, their seasoned legal team leverages over 35 years of experience to pursue damages such as out-of-pocket losses, lost opportunity costs, and legal fees.

As a San Diego broker misrepresentations and omissions law firm, we are constantly speaking with investors who suffered losses because they agreed to investments that had risks they were never fully apprised of. Shepherd Smith Edwards and Kantas Omissions Attorneys (investorlawyers.com) represents retail investors, seniors, institutional investors, and high-net-worth investors in pursuing damages from financial advisors who did not fully inform them of material information, other key facts, or certain risks.

Seven-Figure GWG L-Bond Lawsuit Against Centaurus Financial

Published on: June 23, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas is representing a group of investors in a FINRA Arbitration

The law firm Shepherd Smith Edwards and Kantas has filed a FINRA arbitration lawsuit against Centaurus Financial, seeking up to $1 million in damages on behalf of a group of inexperienced investors who were sold high-risk GWG Holdings L Bonds. The claim alleges that Centaurus brokers misrepresented these illiquid, high-commission junk bonds as safe investments while failing to disclose the immense risks and red flags associated with the now-bankrupt alternative asset firm.

In FINRA arbitration, our L Bond loss recovery attorneys are representing a group of investors in pursuing up to $1M in damages from Centaurus Financial. The Claimants had no experience with private placements. Yet their Centaurus broker unsuitably recommended and sold them these high-risk junk bonds from GWG Holdings, which is now accused of running a more than $1.6B Ponzi scam.

Attention Silver Star REIT Investors: Texas-Based REIT Files For Bankruptcy Again

Published on: June 23, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Non-Traded REIT Recovery Attorneys Are Here To Help You Explore Your Legal Options

Silver Star Properties (formerly Hartman Short Term Income Properties XX) has filed for Chapter 11 bankruptcy for the second time in four years, leaving retail investors facing a near-total loss of principal due to extensive defaults, asset sales, and executive infighting. To recoup their losses, affected investors are being urged to pursue legal action against the brokerage firms and financial advisors who may have negligently or unsuitably marketed the high-risk, non-traded REIT.

For the second time in four years, Silver Star Properties (formerly known as Hartman Short Term Income Properties XX, Inc. filed for Chapter 11 Bankruptcy protection. With $100M in assets, $75M in liabilities, multiple loans in default for more than $65M, and other financial woes, Silver Star REIT investors may be looking at serious losses.

Mexico Investor Sues Ocean Financial Services Over Northstar (Bermuda) Losses For Up to $1,000,000

Published on: June 23, 2026 | by Shepherd Smith Edwards & Kantas, LLP

If You or Someone You Know Suffered Losses in Northstar Financial Services (Bermuda), Contact Shepherd Smith Edwards and Kantas Today

The law firm Shepherd Smith Edwards and Kantas has filed a seven-figure FINRA arbitration lawsuit against Ocean Financial Services on behalf of a Mexican investor who suffered severe losses from Northstar Financial Services (Bermuda). The suit alleges that the broker unsuitably recommended and misrepresented the risky, now-bankrupt offshore product to an investor seeking safe capital preservation, prompting the firm to urge other affected international investors to seek legal recourse.

A Mexican national filed a seven-figure Northstar (Bermuda) recovery lawsuit against brokerage firm Ocean Financial Services. Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing this Claimant in Financial Industry Regulatory Authority (FINRA) arbitration in the United States.

Shepherd Smith Edwards and Kantas Provides Quality Securities Fraud Representation Against Financial Advisors

Published on: June 23, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Kentucky Regulation Best Interest Investor Law Firm

The law firm Shepherd Smith Edwards and Kantas offers legal representation for Kentucky investors seeking to recover portfolio losses caused by brokers who violated the SEC’s Regulation Best Interest standard. While investors cannot sue in civil court for these violations, the firm helps clients file for financial recovery through FINRA arbitration on a contingency basis.

Shepherd Smith Edwards and Kantas (investorlawyers.com) works with investors throughout the Bluegrass State to recoup portfolio losses from their brokerage firms, which prioritised their own interests over those of their customers. Contact our Lexington, KY, Regulation Best Interest law firm today so that we can help you explore your legal options.

Oceanside, CA Investor Sues Emerson Equity For Inspired Healthcare Capital Losses

Published on: June 23, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Retiree Is Seeking Up to $1,000,000 For What She Alleges Was An Unsuitable Investment Recommendation

An older investor from Oceanside, California, is seeking up to $1 million in a FINRA arbitration claim against Emerson Equity for allegedly recommending unsuitable investments in an Inspired Healthcare Capital Delaware Statutory Trust that recently filed for bankruptcy. Represented by the law firm Shepherd Smith Edwards and Kantas, the retiree accuses the broker-dealer of negligence, excessive concentration, and failing to disclose high fees and conflicts of interest.

Once again, an older investor is suing Emerson Equity over losses she suffered in an Inspired Healthcare Capital (IHC) Delaware Statutory Trust (DST). This is someone who entrusted a significant amount of her retirement money with this broker-dealer and its financial advisors. IHC, which is an assisted living developer, filed for Chapter 11 Bankruptcy protection earlier this year. Now, she is pursuing up to $1,000,00 in financial recovery.

Attn: Investors Who Suffered Private Placement Losses Involving One of the Atlas Funds

Published on: June 4, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Private Placement Fraud Attorneys are investigating whether this warrants an Investment Loss Recovery Claim Against Spartan Capital Securities

The law firm Shepherd Smith Edwards and Kantas is investigating Spartan Capital Securities and its CEO John Dennis Lowry following a FINRA disciplinary case over the alleged unsuitable sale of $24 million in high-risk Atlas Fund private placements to retail investors. The investigation focuses on massive undisclosed conflicts of interest, due diligence failures, and millions of dollars in excessive fees and markups that directly benefited Lowry.

If you are an investor who suffered losses in one of the Atlas Funds controlled by Spartan Capital securities broker, owner, and CEO John Dennis Lowry, contact our private placement fund loss attorneys today. There are concerns that the pre-IPO private placements may have been unsuitably recommended to more than 190 customers.

Investor Lawyers Blog

Our Broker Fraud Lawyers Are Investigating Churning Allegations That May Have Cost Customers Millions of Dollars

Why Are Our Securities Lawyers Investigating WealthForge Securities Broker Trawnegan Gall Over Delaware Statutory Trust Sales?

Shepherd Smith Edwards and Kantas Is Representing This Retiree In FINRA Arbitration

Broker Misrepresentations and Omissions Attorneys in San Diego

Shepherd Smith Edwards and Kantas is representing a group of investors in a FINRA Arbitration

Our Non-Traded REIT Recovery Attorneys Are Here To Help You Explore Your Legal Options

If You or Someone You Know Suffered Losses in Northstar Financial Services (Bermuda), Contact Shepherd Smith Edwards and Kantas Today

Kentucky Regulation Best Interest Investor Law Firm

Retiree Is Seeking Up to $1,000,000 For What She Alleges Was An Unsuitable Investment Recommendation

Shepherd Smith Edwards and Kantas Private Placement Fraud Attorneys are investigating whether this warrants an Investment Loss Recovery Claim Against Spartan Capital Securities